Yes, we have free will. No, we absolutely do not.
A volley of new insights reignites the debate over whether our choices are ever truly our own.
You’re thirsty so you reach for a glass of water. It’s either a freely chosen action or the inevitable result of the laws of nature, depending on who you ask. Do we have free will? The question is ancient—and vexing. Everyone seems to have pondered it, and many seem quite certain of the answer, which is typically either “yes” or “absolutely not.”
One scientist in the “absolutely not” camp is Robert Sapolsky. In his new book, Determined: A Science of Life
Without Free Will, the primatologist
and Stanford professor of neurology spells out why we can’t possibly have free will. Why do we behave one way
and not another? Why do we choose Brand A over Brand B, or vote for Candidate X
over Candidate Y? Not because we have free will, but because every act and
thought are the product of “cumulative biological and environmental luck.”
Sapolsky tells readers that the “biology over which you had no control, interacting
with the environment over which you had no control, made you you.” That is to say, “everything in your childhood, starting with how you
were mothered within minutes of birth, was influenced by culture, which means
as well by the centuries of ecological factors that influenced what kind of
culture your ancestors invented, and by the evolutionary pressures that molded
the species you belong to.”
Sapolsky brings the same
combination of earthy directness and literary flourish that marked his earlier
books, including Why Zebras Don’t Get Ulcers, about the
biology of stress, to this latest work. To summarize his point of view in Determined, he writes, “Or as Maria sings in The Sound of Music, ‘Nothing comes from nothing, nothing ever could.’”
The affable, bushy-bearded
Sapolsky is now in his mid 60s. During our recent interview over Zoom, I was on
the lookout for any inconsistency; anything that might suggest that deep down
he admits we really do make decisions, as many of us surely feel. But he was
prepared and stuck to his guns.
I had no issue with the first
part of his argument—that cultural, genetic, and environmental factors influence our lives,
and nudge us in certain directions. But how could those factors dictate what we
say or do in each moment? He turned the question back on me.
“Why do you value that question?” he said. “Why did you wind up being a person who would be interviewing somebody
about this subject? That wouldn’t have happened, for instance, if you had been raised with intestinal
parasites in the middle of Niger.”
To most people, Sapolsky said, free will is apparent in real time, for every action you perform. “You ask, ‘Did you intend to do it? Did you realize you could have done something else? That you had options?’ Most people’s intuitive sense is the answers are yes, and so you have demonstrated free will. But that’s like trying to evaluate a movie by only seeing the last three minutes of it. When you ask, ‘Where did intent come from?’, everything from one second to a million years before comes into play. That leads inevitably to the conclusion that there’s no free will. Because no matter how much you try, you can’t intend to intend something. You can’t will yourself to have willpower. You can’t think of what you’re going to think of next. It’s simply not possible.”
The way Sapolsky sees it, you can’t escape the biological and cultural forces and
environmental factors that preceded you and shaped you. “There’s not a crack anywhere in there to shoehorn in free will,” he said. “When you look at every contemporary argument for free will that’s not invoking God or fairy dust or something, at some
point, one must assume a step that bypasses the antecedent causes. But that
violates the laws of how neurons work, atoms work, and universes work. Your
life is nothing but that: everything that came before.”
Many scientists and philosophers beg to differ. Prominent among them is Kevin Mitchell, a neuroscientist
at Trinity College in Dublin. In his new book, Free Agents: How Evolution Gave Us
Free Will, Mitchell argues
that although we’re shaped by our biology, it’s that very biology that made us, over the course of billions of years
of evolution, into free agents. Even the earliest and most primitive creatures
had some capacity to control their destinies. When a single-celled organism
moves toward a food source, or away from danger, it has entered, however
meekly, into a new world of agency and freedom. Simple organisms, Mitchell
writes, “infer what is out in
the world” and “make holistic decisions to adapt their internal
dynamics and select appropriate actions.” He adds: “This represents a wholly different type of causation from anything seen
before in the universe.”
A dozen years younger than
Sapolsky, and with a less voluminous beard, Mitchell was born near Philadelphia
but grew up in Ireland; he then returned to the United States for grad school
and a postdoc, before heading back to Dublin. That accounts for his “all over the place” accent, he told me.
In a universe where the mindless
laws of nature push bits of matter around, it might indeed seem miraculous that
free will—agency—can emerge. As I made my way through Free Agents, I thought of a New Yorker cartoon where two scientists are at a blackboard filled with equations.
In the middle, instead of an equation, the first scientist has written, “Then a miracle occurs.” The second guy says to him, “I think you should be more explicit here in step two.”
But emerge it does, according to
Mitchell, and he’s adamant that there is nothing miraculous about it. Rather, in living
creatures like us, freedom is enabled by the underlying biology.
But couldn’t biology itself be beyond our control? In their
books, both Sapolsky and Mitchell refer to the work of neuroscientist Benjamin
Libet. In the 1980s, Libet conducted a series of experiments that appeared to
show that electrical activity in the brain could be detected several hundred
milliseconds before the subject became aware of making a decision—suggesting, to some, that the brain itself must be
doing the “deciding,” with the conscious mind following along after the
fact. Libet’s experiments were,
and remain, controversial; even so, they left many people wondering if free will must be an
illusion.
Mitchell doesn’t buy it. Yes, there are physical and chemical
processes operating within the brain—how could there not be?—but that does nothing to take away our freedom, he says. “It comes down to the idea that if we can find the
machinery inside the brain that is active when we’re making a decision, then maybe decision making just
is being done causally by that machinery,” he told me. “I don’t think that view is
right, because I think you can have a completely different view, which is, yes,
there is some machinery that we use to make decisions; but it’s machinery we use to make decisions. We’re making the decisions.”
For Mitchell, decision-making did
not start with human beings. Rather, it can be traced back to the first simple
organisms that flourished hundreds of millions or even billions of years ago. “I wanted to take an evolutionary approach to this
problem,” he said.
Evolution, Mitchell said, favors
organisms that have some ability to make their way in the world. “They need to know what’s out in the world, and what to do about it.” Creatures evolved the ability to sense, and the
ability to act, based on those sensations. They were evaluating (in some
primitive manner) which action was likely to prolong their survival. “Even bacteria do this,” Mitchell said. Humans merely do this in a more
sophisticated manner.
“We see what’s out in the world, gauge our internal state—bacteria do that too—and, given those things, given my beliefs about the
world, and my own state at the moment, and my goals, we ask, ‘What should I do? What’s my range of options? How can I choose one of them
and inhibit all the others?’”
Over the course of evolution,
creatures with more sophisticated decision-making abilities appeared. “Those capacities got more elaborate, and more
sophisticated, which led to organisms with greater and greater agency, with
more control,” Mitchell said. “They have a greater range of possible actions; they
have more flexible behavior.”
As creatures evolved more
sophisticated ways to respond to their environments, they began to plan over
longer time-scales. “They have a cognitive horizon that gets broader and broader through
evolution,” Mitchell said. “And that means that they have greater causal autonomy.
They’re not pushed around
by every immediate thing in the environment. They can think about things that
haven’t happened yet. And
they can direct their actions toward things in the future, sometimes, for us,
decades in the future.”
No magic, no miracles—just a capacity for decision making passed down to us
over the eons from much simpler creatures, thanks to natural selection.
What’s fascinating is Sapolsky and Mitchell have dived into
essentially the same scientific and philosophical literature about free will
and yet surfaced with opposing conclusions. Can one be declared more right than
the other?
To my mind, Mitchell seems to be
on the right track. We really do make decisions, and that ability to make
decisions has evolved over the eons. Simple creatures make simple decisions (“a possible food source—must move in that direction!”) and complex creatures make complex decisions (“I don’t like the candidate’s flat-tax proposal, but I like where he stands on offshore wind energy”). A determinist might insist that whatever we do, we
do because of what came before. For simple creatures, that’s a fair position. A paramecium’s “decisions” happen more or less on autopilot. But for complex creatures like us,
our actions depend on conscious decisions; for Mitchell, we are in the driver’s seat.
Mitchell’s view finds support in the work of physicist Jenann
Ismael of Johns Hopkins University. Physicists, of course, have long debated
how the laws of nature work, and whether those laws, right down to the behavior
of elementary particles, do or do not allow for free will. In her 2016 book, How Physics Makes Us Free, Ismael lays out a position broadly aligned with Mitchell’s. Yes, the past paves the way for the present, which
in turn shapes the future—but humans are not mere bystanders in this process. “It’s me that gets to decide, in the here and now, how the past
bears on the future,” she told me in an interview.
Ismael agrees that we are
influenced by what has come before—but as she sees it, those experiences inform rather than constrain our
decisions. “From the noisy
accidents of my life, I’ve extracted hopes, dreams, priorities, and visions,” she said. “When I’m deciding what to
do, I sort through those things and make decisions about which of those get to
bear on the future.”
And yet some of Sapolsky’s arguments are also convincing. He, too, has
physicists on his side. In her 2022 book Existential Physics, physicist Sabine Hossenfelder writes that the idea of free will is incoherent. “For your will to be free, it shouldn’t be caused by anything else. But if it wasn’t caused by anything—if it’s an ‘uncaused cause,’ as Friedrich Nietzsche put it—then it wasn’t caused by you, regardless of just what you mean by you. As Nietzsche
summed it up, it’s ‘the best
self-contradiction that has been conceived so far.’ I’m with Nietzsche.”
For Sapolsky, recognizing that
individuals are shaped by their past offers a blueprint for a more just
society. Sapolsky believes we shouldn’t praise people for accomplishments they achieved largely because of a
string of advantages that helped them throughout their lives; and he argues—correctly, I would say—that it’s wrong to condemn those who are struggling, merely because of the many
disadvantages they have faced.
Consider a neurosurgeon and a
criminal. The neurosurgeon “is not a better human because circumstances produced someone with the
capacity to be a competent neurosurgeon,” Sapolsky told me. “And the other person is not a worse human because
circumstances produced someone who is going to be violently impulsive in
certain circumstances.”
At the same time, I can’t help wondering: If individuals don’t have the freedom to choose, how can courts or
legislatures or whole societies have it? If freedom is an illusion, it might
seem that an idea like “advocating for judicial reform” is rendered meaningless, too. How can one do anything other than what we’re supposedly determined to do? In Sapolsky’s view, although we can’t change the world, we can be changed by the world.
“Things change enormously!” Sapolsky said. “We don’t keep slaves
anymore. We put on a sweater today because it’s cooler than it was yesterday. Someone who used to be
a white supremacist now regrets it and works for tolerance. We get gummed up
thinking we’re seeing free will.
We have this incorrect belief that we have chosen to change ourselves. The
white supremacist didn’t wake up one day and say, ‘Hey, it’s about time I
stopped being a white supremacist.’ He was changed by circumstances.”
So how did these two very clever
scholars end up with such different views? I think the answer is they targeted
different facets of the free will puzzle. Sapolsky is worried we overestimate
how much freedom we have by failing to take into account the biological,
sociological, and environmental forces that have made us who we are. And he’s right: We should take those forces into account.
But he may have pushed the
argument to the extreme, imagining that these restrictions on free will leave
no room for any freedom at all. Sure, the fact that my dad loved playing folk
songs on the piano when I was growing up probably increased the odds that I’d enjoy “Hey Jude” as an adult—but did my past really dictate, down to the second,
when I might reach for that glass of water?
Mitchell, meanwhile, is focused
on “rescuing” free will from a seemingly deterministic universe.
This rescue operation (which gets bogged down in physics) is not necessary;
philosophers have long argued that we can have the sort of freedom that matters
regardless of what our atoms and molecules are doing. At the end of the day,
one can’t pick a winner
between Sapolsky and Mitchell any more than we can pick a winner between the
New York Mets and the New York Rangers—they’re not playing the
same game.
Even though Sapolsky and Mitchell
cover a lot of ground, questions remain. One might wonder how to quantify those
biological and cultural forces that anchor Sapolsky’s thesis. How might one prove that they allow for no
freedom at all? And for Mitchell, who struggles to reconcile the workings of
complex creatures such as humans with the underlying physics: How, exactly, do
things like minds and agency arise from inanimate matter?
These two books show just how
wide the problem of free will is. And because the problem can be approached in
so many ways, we can be sure it’s not going away anytime soon. As Ismael told a lecture audience in
Toronto recently, the puzzle of free will is the ultimate philosophical
whack-a-mole.
“When you tease out one thread of argument that’s supposed to lead to the conclusion that there is no
free will … people say ‘No, no, that’s not what I meant by free will,’ or, ‘the problem’s not over there, it’s over here,” she told me. “And they give you a different argument, or they give you a different
conception of free will. So every time you nail down one of them, you get
something else coming up where people say, ‘no, no, the real argument is over here.’
This article originally
appeared on Nautilus,
a science and culture magazine for curious readers.
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